Rule 251.19.Findings of Fact and Decision
(a)Hearing Board Opinion and Decision. Within sixty days after the
hearing, the Hearing Board shall prepare an opinion setting forth its
findings of fact and its
decision. In preparing its decision, the Hearing Board shall take into
consideration the
respondent's prior disciplinary record, if any. The opinion shall be
signed by each
concurring member of the Hearing Board. Two members are required to make a
decision. Members of the Hearing Board who dissent shall also sign the
opinion,
provided they indicate the basis of their dissent in the opinion.
(b)Decision of the Hearing Board. When it renders its decision, the
Hearing Board shall:
(1)Determine that the complaint is not proved and enter an order dismissing
the
complaint;
(2)Enter an order imposing private admonition, public censure, a definite
period of suspension, or disbarment; or
(3)Enter an order conditioned on the agreement of the attorney diverting
the
case to the alternatives to discipline program.
The Hearing Board may also enter other appropriate orders including, without
limitation, probation, and orders requiring the respondent to pay the
costs of the
disciplinary proceeding, to make restitution, or to refund money paid to the
respondent.
(4)Within fifteen days of entry of an order as provided in this Rule or
such
greater time as the Hearing Board may allow, a party may move for post-hearing
relief
as provided in C.R.C.P. 59. In the event a motion for post-hearing relief is
filed, the
Presiding Disciplinary Judge or the presiding officer shall consult with the
other
members of the Hearing Board and then rule on the motion.
(5)For purposes of this Rule, the decision of the Hearing Board shall be
final and
time for filing notice of appeal shall commence as set forth in C.R.C.P.
251.26.
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ANNOTATIONSSource:
Amended and adopted June 25, 1998, effective January 1, 1999.
Editor's note:
This rule was previously numbered as
241.15.
Annotator's note.
The following annotations include cases decided under former
provisions similar to this rule.
A disciplinary proceeding is an investigation by the court into the conduct
of one
of its officers and is neither a civil action nor a criminal proceeding,
but a proceeding "sui generis", the object of which is not to punish the
offender but to protect the court.
People v. Howard, 147 Colo. 501, 364 P.2d 380 (1961), cert.
denied, 369 U.S. 819, 82 S. Ct. 830, 7 L. Ed. 2d 784 (1962).
The grievance committee of the supreme court conducts the formal hearing
on a complaint and makes a report, which sets forth its findings,
conclusions, and recommendations. People v. Van Nocker, 176 Colo. 354, 490
P.2d 697 (1971).
Report and recommendation of grievance committee in disciplinary
proceedings
against lawyers is advisory, and the supreme court has the duty to review
the recommendations and to increase or decrease the sanction imposed by
the committee in a proper case. People v. Susman, 196 Colo. 458, 587 P.2d
782 (1978); People v. Morley, 725 P.2d 510 (Colo. 1986);
People v. Jacobson, 747 P.2d 654 (Colo. 1987);
People v. Shipp, 793 P.2d 574 (Colo. 1990);
People v. Abelman, 804 P.2d 859 (Colo. 1991);
People v. Larsen, 808 P.2d 1265 (Colo. 1991);
People v. Gaimara, 810 P.2d 1076 (Colo. 1991);
People v. Raubolt, 831 P.2d 462 (Colo. 1992).
While supreme court has always given the recommendation for
discipline by the grievance committee great weight, the court
reserves the right to exercise our independent judgment in arriving
at the proper level of discipline.
People v. Brown, 726 P.2d 638 (Colo. 1986);
People v. Anderson, 817 P.2d 1035 (Colo. 1991);
Colorado Supreme Ct. v. District Court, 850 P.2d 150 (Colo. 1993).
The supreme court's rule is to make an independent decision regarding the
appropriate form of discipline, suited to the facts and circumstances of
the particular case. People v. Grenemyer, 745 P.2d 1027 (Colo. 1987).
To warrant a finding of misconduct, the charges must be established
by substantial, clear, convincing, and satisfactory evidence.
People v. Howard, 147 Colo. 501, 364 P.2d 380 (1961), cert.
denied, 369 U.S. 819, 82 S. Ct. 830, 7 L. Ed. 2d 784 (1962).
This does not mean that strict rules of evidence apply in
disbarment proceedings, although they are frequently invoked to insure
a fair hearing. People v. Howard, 147 Colo. 501, 364 P.2d 380 (1961),
cert. denied, 369 U.S. 819, 82 S. Ct. 830, 7 L. Ed. 2d 784 (1962).
Evidence taken at civil action that an attorney has been guilty
of conduct justifying disbarment is admissible in disbarment proceeding.
People v. Howard, 147 Colo. 501, 364 P.2d 380 (1961), cert.
denied, 369 U.S. 819, 82 S. Ct. 830, 7 L. Ed. 2d 784 (1962).
The finding is not conclusive on the same question. The finding in a civil
action that an attorney at law has been guilty of conduct justifying disbarment
is not conclusive on the same question when presented for determination in an
action for disbarment. Notwithstanding the finding in the civil action, the
culpability of the attorney must be established in the disbarment action by a
clear preponderance of the evidence.
People v. Howard, 147 Colo. 501, 364 P.2d 380 (1961), cert.
denied, 369 U.S. 819, 82 S. Ct. 830, 7 L. Ed. 2d 784 (1962).
Factual findings of grievance committee are binding
on the supreme court, unless the supreme court, after
considering the record as a whole, concludes that the findings
are clearly erroneous and unsupported by substantial evidence.
People v. Garnett, 725 P.2d 1149 (Colo. 1986) (apparently overruling
People v. Mattox, 639 P.2d 397 (Colo. 1982));
People v. Susman, 747 P.2d 667 (Colo. 1987).
Letter of admonition concerning conduct which occurred after the events
giving rise to the complaint in the instant case, but received prior to the
time the hearing board held its hearing in the instant case, is
part of the prior disciplinary record and may be properly considered.
People v. Wolfe, 748 P.2d 789 (Colo. 1988).
Where an attorney fails to comply with condition pertaining to private
censure, such failure provides basis for withdrawal of private censure
and issuance of public censure. People v. Moore, 681 P.2d 480 (Colo. 1984).
Conduct found to violate disciplinary rules.
People v. Razatos, 636 P.2d 666 (Colo. 1981), appeal dismissed, 455 U.S.
930, 102 S. Ct. 1415, 71 L. Ed. 2d 639 (1982).
Hearing panel may modify recommendations of hearing board.
People v. Shields, 905 P.2d 608 (Colo. 1995).
Modification by hearing panel of board's recommendation of discipline
after it concluded a six-month suspension was insufficient in light of the
attorney's prior discipline complied with this rule. People v. Brenner, 852
P.2d 456 (Colo. 1993).
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